Terms and Conditions for Use of this Web Site

Please carefully review the following Terms and Conditions for Use of this web site ("Terms and Conditions"). In these Terms and Conditions, "we," "us," "our" and "First Allied" all refer to First Allied Securities, Inc., a New York corporation, registered as a broker-dealer and investment adviser, and headquartered at 655 West Broadway, 12th Floor, San Diego CA 92101. The terms “you” and “yours” refers to persons accessing this website.


By using this web site (myfasi.com) and the online services offered by First Allied, you agree to these Terms and Conditions. If you don't agree to all of these Terms and Conditions of use, please don't use myfasi.com


Use of Information on this Web Site

You agree to use this website and the information provided through the website only internally within your firm and only for the purpose for which it was developed and for which you were provided access. Except as required by law, rule or regulation, you agree that you shall not disclose the information contained herein to anyone without First Allied's prior written consent. You shall take all steps necessary to safeguard and protect such information and this website from unauthorized access, use or disclosure by or to others, including but not limited to, maintaining appropriate security measures and providing access on an as-needed basis only. You shall treat the information contained herein with the same degree of care used to protect your own confidential or proprietary information, but in any case using no less than a reasonable degree of care. You shall notify First Allied within twelve (12) hours after the termination of your employee with access to the site (and information) so that First Allied may disable access as appropriate.

Accuracy and Changes

Facts and information on this web site are believed to be complete and up-to-date. First Allied reserves the right to modify the information on this web site at any time without notice. Any such modification will be effective immediately upon posting and your continued use of this web site will mean that you accept these changes.


Severability and Conflicts with other Terms

If any provision of these Terms and Conditions is determined to be unlawful, void or unenforceable for any reason, in whole or in part, then that provision will be severable from these Terms and Conditions and won't affect the validity or enforceability of the remaining provisions. Conflicts between these Terms and Conditions and the specific terms and conditions of any other agreements relating to your First Allied relationship, accounts, products and services, will be controlled by the specific terms and conditions of the other agreements relating to your First Allied accounts, products and services.

Links are Not Endorsements

Please note that once you leave this web site, First Allied accepts no responsibility for the content, products, services or privacy policies of non-First Allied web sites. Links to other web sites or references to products, services or publications other than those of First Allied don't imply the endorsement or approval of such web sites, products, services or publications by First Allied.

Copyright Notice

© 2011 First Allied Securities, Inc. All rights reserved. Unless otherwise specified, the content of this web site including, but not limited to, text, graphics, logos, buttons, images, data compilations, icons, and code, is the property of First Allied and/or its affiliates, and is protected by United States and international copyright laws.

Trademarks Belonging to First Allied and Others

Unauthorized use of any logos and/or name or trade names belonging to First Allied or any of its affiliates or subsidiaries is prohibited. Certain graphics, logos, icons, designs, words, titles or phrases contained in this web site may constitute trade names, trademarks or service marks of First Allied or others. Trademarks may be registered in the United States and in other countries as applicable. The display of trademarks on the pages of this web site does not imply that a license of any kind has been granted unless expressly stated herein. Any unauthorized downloading, re-transmission or other copying or modification of trademarks and/or the contents herein may be a violation of law, and could subject the copier to legal action.


Governing Law, Jurisdiction, Waiver of Jury Trial

These Terms and Conditions constitute a contract made under and governed by and construed in accordance with the laws of the State of California. You agree that FINRA Dispute Resolution, if it has subject matter jurisdiction, will have exclusive jurisdiction to hear and determine any claims or disputes between you and First Allied (and/or its members, managers, officers, employees, agents and the assigns of same), pertaining directly or indirectly to these Terms and Conditions, or to any matter arising from these Terms and Conditions, or any other document executed and delivered in connection with these Terms and Conditions, the use of this website or the online services offered by First Allied. If FINRA lacks subject matter jurisdiction, any federal court located in San Diego County, California, will have exclusive jurisdiction to hear and determine such claims or disputes. To the fullest extent permitted by applicable state and federal law, you and we each agree to waive the constitutional right to a trial before a jury. All disputes and controversies and claims arising out of the use of this web site will be resolved either through arbitration or in the courts.


Disclaimer of Warranties

THIS WEB SITE IS PROVIDED BY FIRST ALLIED ON AN "AS IS" AND "AS AVAILABLE" BASIS. FIRST ALLIED MAKES NO REPRESENTATIONS OR WARRANTIES OF ANY KIND, EXPRESS OR IMPLIED, AS TO THE OPERATION OF THIS WEB SITE OR THE INFORMATION, CONTENT, MATERIALS, OR PRODUCTS INCLUDED ON THIS WEB SITE. FIRST ALLIED DOES NOT GUARANTEE OR WARRANT THE ACCURACY OF INFORMATION CONTAINED ON THIS WEB SITE OR THAT ACCESS TO THIS WEB SITE WILL BE UNINTERRUPTED. TO THE FULL EXTENT PERMISSIBLE BY APPLICABLE LAW, FIRST ALLIED DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO, IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE.


Telephone Call Monitoring and Recording

Authorized employees or agents of First Allied may monitor and record all or portions of your telephone calls to First Allied for quality control, Customer service, employee training, security, and other lawful purposes. Your consent will be ongoing and need not be confirmed prior to, or during such monitoring or recording, except to the extent applicable law expressly requires otherwise.


Liability and Restricted Access to First Allied

First Allied is not liable for any direct, indirect or consequential loss, damage or inconvenience arising out of your use of this web site. First Allied reserves the right to cancel or restrict your access to this web site without notice to you. First Allied is not responsible for damages suffered by you or any inconvenience caused directly or indirectly by our termination of your access to this web site.



Questions?


If you have any questions, or would like additional information, you may contact First Allied by email at ams@firstallied.com, by telephone at (619) 702-9600  or write to:

Advisor Marketing System
c/o First Allied Securities
655 West Boradway, 10th floor
San Diego, CA 92101