Securities offered through First Allied Securities, Inc., a registered broker dealer, member: FINRA/SIPC. Advanced Equities Asset Management, Inc. (AE Asset Management) is a registered investment adviser and wholly owned subsidiary of Advanced Equities Financial Corp. (AEFC). AEFC is a hold- ing company conducting financial services businesses through its registered wholly-owned subsidiaries:

• AE Asset Management, a registered investment adviser
• Advanced Equities, Inc., a registered broker/dealer and investment adviser
• First Allied Advisory Services, Inc., a registered investment adviser
• First Allied Securities, Inc., a registered broker/dealer and investment adviser
• Greenbook Investment Management, Inc. a registered investment adviser

AE Asset Management provides investment management and advisory services to a number of programs sponsored by the above affiliates, including the First Allied Select, Private Client Services, VIP and Elite programs. The AE Asset Management individuals that provide investment management and advisory services are not associated persons with any broker/dealer.

Your personal advisor is registered to provide you with access to AE Asset Management investment management services, and other particular services or securities through one or more of the AEFC subsidiaries listed above. Please consult with your advi- sor for their specific firm registrations, which are also listed on your advisor’s business card, letterhead and other materials.

AE060BF.051210 - 23369