Nothing in these materials shall be construed as offering or disseminating specific investment, tax, or legal advice to any individual. Information contained herein shall not constitute an offer to sell or a solicitation of an offer to buy any securities listed herein. Past performance is not a guarantee of future results.
First Allied Asset Management is a registered investment adviser and wholly owned subsidiary of First Allied Holdings Inc. First Allied Holdings is a holding company conducting financial services business through the following registered entities:
· First Allied Advisory Services, Inc., a registered investment adviser
· First Allied Securities, Inc., a registered investment adviser and broker-dealer. Member FINRA/SIPC
· First Allied Asset Management, Inc., a registered investment adviser
· Legend Advisory Corporation, a registered investment adviser
· Legend Equities Corporation, a registered broker-dealer. Member FINRA/SIPC
First Allied Asset Management provides investment management and advisory services to a number of programs sponsored by the above affiliates, including the Allocation Series, Manager Series, Private Client Services, VIP programs, and Portfolio ONE. First Allied Asset Management individuals who provide investment management services are not associated persons with any broker-dealer.
Investment adviser representatives of First Allied Advisory Services, Inc. who are registered representatives offer securities through First Allied Securities, Inc., a registered broker-dealer. Member FINRA/SIPC. Advisory services offered through First Allied Advisory Services, Inc.